Account Management

Active Financial Portfolio Management and Investment Services

We favor active portfolio management over passive investment strategies.

We aim to produce an absolute rate of return over time while limiting overall drawdowns for all Private Advisory Clients. While more labor-intensive than a long term buy and hold strategy, we find our approach to be more profitable and reliable over time as market conditions fluctuate.

We look for opportunities to grow accounts regardless of how well the overall market indices perform. While there are limitations to the products and strategies we can use with some investors, by applying proper speculative trading discipline to a long-only equity investment strategy we can consistently add incremental value over time. This added value compounds over time and makes a big impact over the long run.

We prefer to go over specific account management strategies in person over the phone, and we take into account the level of sophistication of each individual investor and their objectives and constraints before committing to a particular strategy.

We can utilize investor policy statements to lay out the account management guidelines and objectives, as needed, on a per-client basis. For more aggressive and qualifying investors, we charge a Performance-Based Incentive Fee to align our success with the performance of our client’s accounts. Per industry regulations, investors with less than $1M in account equity or $2M in net worth (Accredited Investors) are not eligible for a Performance-Based Incentive Fee arrangement.