Jersey Shore Portfolio Management

Active Management for Absolute Return since 2007

JSPM

Jersey Shore Portfolio Management Full Disclosure Statement.

JERSEY SHORE PORTFOLIO MANAGEMENT, LLC (“JSPM”) IS A REGISTERED INVESTMENT ADVISOR (“RIA”), REGISTERED IN THE STATE OF NEW JERSEY AND THE STATES OF NEW YORK, TEXAS, AND NEBRASKA, JSPM PROVIDES ASSET MANAGEMENT AND RELATED SERVICES FOR CLIENTS NATIONALLY. JSPM WILL FILE AND MAINTAIN ALL APPLICABLE LICENSES AS REQUIRED BY THE STATE SECURITIES BOARDS AND/OR THE SECURITIES AND EXCHANGE COMMISSION (“SEC”), AS APPLICABLE, JSPM RENDERS INDIVIDUALIZED RESPONSES TO PERSONS IN A PARTICULAR STATE ONLY AFTER COMPLYING WITH THE STATE’S REGULATORY REQUIREMENTS, OR PURSUANT TO A N APPLICABLE STATE EXEMPTION OR EXCLUSION.  JSPM PROVIDES ITS INVESTMENT ADVISORY SERVICES ON A FEE-ONLY BASIS. JSPM PREFERS TO CHARGE FEES BASED ON PERFORMANCE FOR QUALIFIED INVESTORS. JSPMM PROVIDES INVESTMENT ADVISORY, PORTFOLIO MANAGEMENT, AND FINANCIAL PLANNING SERVICES TO INDIVIDUALS,  ADVISORS, AND INSTITUTIONS ONLY AFTER A REQUIRED ADVISORY AGREEMENT HAS BEEN SIGNED. FOR A SAMPLE ADVISORY AGREEMENT, PLEASE CONTACT JSPM DIRECTLY AT RYAN@JSPMLLC.COM.

JSPM WILL PROVIDE ALL PROSPECTIVE INVESTMENT ADVISORY CLIENTS WITH A COPY OF OUR CURRENT FORM ADV PART 2 (“BROCHURE”). PRIOR TO COMMENCING AN ADVISORY RELATIONSHIP. EXISTING CLIENTS WILL RECEIVE A COPY ON AN ANNUAL BASIS. IN ADDITION, YOU CAN CONTACT US TO REQUEST A HARD COPY.

OUR WEBSITE IS INTENDED TO PROVIDE GENERAL INFORMATION ABOUT JSPM. IT IS NOT INTENDED TO OFFER INVESTMENT ADVICE, INFORMATION REGARDING INVESTMENT PRODUCTS AND SERVICES IS PROVIDED SOLELY TO READ ABOUT OUR INVESTMENT PHILOSOPHY, AND OUR STRATEGIES AND TO BE ABLE TO CONTACT US FOR FURTHER INFORMATION, MARKET DATA, ARTICLES, AND OTHER CONTENT ON OUR WEB SITE ARE BASED ON GENERALLY-AVAILABLE INFORMATION AND ARE BELIEVED TO BE RELIABLE. JSPM DOES NOT GUARANTEE THE ACCURACY OF THE INFORMATION CONTAINED ON OUR WEBSITE. THE INFORMATION IS OF A GENERAL NATURE AND SHOULD NOT BE CONSTRUED AS INVESTMENT ADVICE. PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS.

ANY INFORMATION WE POST ON OUR SOCIAL MEDIA ACCOUNTS IS FOR EDUCATIONAL, AND INFORMATIONAL PURPOSES ONLY. ANY ANALYSIS OF AND/OR OPINIONS ON INDIVIDUAL SECURITIES AND/OR MARKET CONDITIONS IS DESIGNED TO BE INFORMATIVE IN NATURE AND IS NOT INTENDED TO OFFER INVESTMENT ADVICE. RE-TWEETS, LIKES, COMMENTS, OR OTHER FORMS OF ENGAGEMENT BY JSPM OR ITS ASSOCIATED PERSON ON THESE SITES DO NOT CONSTITUTE AN ENDORSEMENT OR RECOMMENDATION OF JSPM’S SERVICES OR ITS ASSOCIATED PERSONS BY THESE USERS. RE-TWEETS, LIKES, COMMENTS, OR OTHER FORMS OF ENGAGEMENT BY JSPM OR ITS ASSOCIATED PERSONS ON THESE SITES DO NOT CONSTITUTE AN ENDORSEMENT OR RECOMMENDATION BY JSPM.

JSPM IS A REGISTERED COMMODITY TRADING ADVISOR (“CTA”) AND COMMODITY POOL OPERATOR (“CPO”) WITH THE NATIONAL FUTURES ASSOCIATION (“NFA”). FUTURES TRADING INVOLVES THE RISK OF LOSS AND MAY NOT BE SUITABLE FOR EVERYONE. THE RISK OF LOSS IN TRADING COMMODITY FUTURES AND OPTIONS CAN BE SUBSTANTIAL. WHEN TRADING FUTURES AND/OR OPTIONS, IT IS POSSIBLE TO LOSE MORE THAN THE FULL VALUE OF YOUR INVESTMENT. JSPM OPERATES IN ACCORDANCE WITH RULE 4.7 OF THE COMMODITY EXCHANGE ACT (“CEA”). ACCORDINGLY, JSPM CURRENTLY ONLY OFFERS FUTURES-BASED TRADING STRATGIES TO QUALIFIED ELIGIBLE PERSONS (“QEPS”), AS DEFINED BY THE COMMODITY FUTURES TRADING COMMISSION (“CFTC”). FOR MORE INFORMATION, PLEASE VISIT THE NFA’S WEBSITE AT WWW.NFA.FUTURES.ORG.

JSPM CURRENTLY ONLY OFFERS FUTURES-BASED TRADING STRATEGIES TO QUALIFIED ELIGIBLE PERSONS (“QEPS”), AS DEFINED BY THE COMMODITY FUTURES TRADING COMMISSION (“CFTC”). AS SUCH, THE JSI SELECT ABSOLUTE RETURN, THE JSI WORLDWIDE OPPORTUNITY, AND THE JSPM DYNAMIC FUTURES TRADING STRATEGIES ARE AVAILABLE TO ACCREDITED INVESTORS AND QUALIFIED ELIGIBLE PERSONS ONLY. PLEASE CONTACT US FOR AN INVESTOR QUALIFICATION QUESTIONNAIRE TO DETERMINE YOUR ELIGIBLITY FOR THESE STRATEGIES. PLEASE BE SURE TO READ THE LAST PAGE OF THIS DOCUMENT FOR MORE IMPORTANT DISCLOSURES.

PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGLBLE PERSONS, THIS BROCHURE IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OF OR ACCURACY OF JSPM LLC’S DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.

SOME OF OUR MODELS, UNLESS SPECIFICALLY IDENTIFIED AS A COMPOSITE OF SEPARATELY MANAGED ACCOUNTS, MAY BE PRESENTED GROSS OF MANAGEMENT FEES AND REPRESENT HYPOTHETICAL RETURNS ON STRATEGIES EITHER CURRENTLY AVAILABLE OR TO BE INTRODUCED IN THE FUTURE. SOME OF THESE STRATEGIES WOULD ONLY BE FOR INVESTORS WITH THE ASSETS TO RESPONSIBLY TAKE ON THE HIGHER RISKS OFTEN ASSOCIATED WITH INVESTING IN MANAGED FUTURES AND HEDGE FUNDS. WE MUST BE ABLE TO VERIFY THAT YOU ARE AN ACCREDITED INVESTOR WITH A NET WORTH OF AT LEAST $2M EXCLUDING YOUR PRIMARY RESIDENCE, AND YOU MUST MEET THE REQUIREMENT FOR A QUALIFIED ELIGIBLE PERSON, AS DEFINED BY THE COMMODITIES EXCHANGE ACT. IF YOU MEET THIS CRITERIA, WE CAN PROVIDE YOU WITH MORE INFORMATION ON THESE STRATEGIES INCLUDING THIRD-PARTY PREPARED PERFORMANCE ACCOUNTING FOR LIVE STRATEGIES VIA COMPOSITES OF SEPARATELY MANAGED ACCOUNTS WHERE AVAILABLE, AS WELL AS ADDITIONAL MATERIALS DESCRIBING OUR GOALS, STRATEGY, PERFORMANCE AND RISK/RETURN PROFILE WITH REGARD TO THESE MODELS/STRATEGIES.

ACTUAL RESULTS MAY VARY FROM HISTORICAL COMPOSITE AND/OR MODEL ACCOUNT PERFORMANCE. HYPOTHETICAL PERFORMANCE RESULTS IN MODEL PORTFOLIOS MAY HAVE NOTABLE LIMITATIONS. UNLIKE A TRACK RECORD MARKED AS A COMPOSITE OF PARTICIPATING ACCOUNTS, HYPOTHETICAL RESULTS DO NOT REPRESENT ACTUAL TRADING CAPITAL AND MAY BE IMPACTED BY FEES AND COSTS DIFFERENTLY THAN REPRESENTED IN THE SIMULATED TRADING ENVIRONMENT. WHILE COMMISSIONS AND OTHER FEES SUCH AS MARGIN LOAN INTEREST COST ARE ACCOUNTED FOR IN THE SIMULATED TRADING ENVIRONMENT, THE RETURN STREAM MAY BE ALTERED BY MANAGEMENT FEES AND/OR PERFORMANCE FEES EARNED AND THE TIMING WITH RESPECT TO THE PAYMENT OF THESE FEES. SINCE HYPOTHETICAL TRADES HAVE NOT BEEN EXECUTED WITH LIVE CAPITAL, RESULTS MAY ALSO BE AFFECTED BY THE IMPACT OF CERTAIN MARKET FACTORS, SUCH AS SLIPPAGE OR LACK OF LIQUIDITY. NO REPRESENTATION IS BEING MADE THAT A SEPARATELY MANAGED ACCOUNT IS GARUNTEED TO ACHIEVE PROFITS OR LOSSES EXACTLY MATCHING THOSE OF THE MODEL. OUR MODELS ARE MAINTAINED AND OFFERED TO PROVIDE A RELIABLE TRACK RECORD INDEPENDENT OF INVESTOR FUND FLOWS. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. AUDIT REQUESTS OK.

IN THE FUTURE, JSPM MAY FORM AND ACT AS THE GENERAL PARTNER AND INVESTMENT ADVISOR TO PRIVATE INVESTMENT FUND(S) TO BETTER SERVICE ABSOLUTE RETURN INVESTORS. IN THE CONTEXT OF TRANSFERRING ONE OF MORE OF OUR STRATEGIES INTO A FUND STRUCTURE, THE ABOVE SHALL NOT CONSTITUTE AN OFFER TO SELL A FUND INTEREST, NOR THE SOLITICATION OF ANY OFFER TO BUY A FUND INTEREST, WHICH MAY ONLY BE MADE AT THE TIME A QUALIFIED OFFEREE RECEIVES A CONFIDENTIAL PRIVATE OFFERING MEMORANDUM. THE INTERESTED PARTY IS UNDER NO OBLIGATION TO INVEST IN THIS OR ANY OTHER POTENTIAL FUND OFFERING AT ANY TIME. FOR MORE IMPORTANT DISCLOSURES, PLEASE EMAIL RYAN@JSPMLLC.COM OR CALL 866-727-1532 TO REQUEST A COPY OF THE FULL PRESENTATION.

INTERACTIVE BROKERS’ STANDARD DISCLOSURE: INTERACTIVE BROKERS LLC IS NOT AFFILIATED WITH AND DOES NOT ENDORSE OR RECOMMEND JERSEY SHORE PORTFOLIO MANAGEMENT. INTERACTIVE BROKERS PROVIDES EXECUTION AND CLEARING SERVICES TO CUSTOMERS OF JERSEY SHORE PORTFOLIO MANAGEMENT. FOR MORE INFORMATION REGARDING INTERACTIVE BROKERS LLC AND THE FEES CHARGED BY THIS FIRM, PLEASE VISIT WWW.INTERACTIVEBROKERS.COM.

JERSEY SHORE INVESTMENTS (“JSI”) IS A REGISTERED ALTERNATIVE TRADE NAME (DBA/NJ) OF JERSEY SHORE PORTFOLIO MANAGEMENT, LLC.

MYPORTFOLIOXFIX.COM (“MPF”) IS A REGISTERED ALTERNATIVE TRADE NAME (DBA/NJ) OF JERSEY SHORE PORTFOLIO MANAGEMENT, LLC.

IF YOU HAVE QUESTIONS REGARDING LEGAL, COMPLIANCE AND/OR REGULATORY INFORMATION, OR ANY OF THE INFORMATION ABOVE, PLEASE CONTACT US AT RYAN@JSPMLLC.COM.

Questions about Compliance? Call us 732-206-6015 or send us a message below.

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